Securities firms

HOULIHAN LOKEY CAPITAL, INC.

This firm is registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and appears on the SEC's monthly list of active broker-dealers. The full record is on FINRA BrokerCheck, linked below.

• United States · SEC registered broker-dealers

  SEC file number

  8-35643

  On the register as

  Registered broker-dealer (SEC)

  Official source

A registration shows the firm is registered for the business types listed. It is not a recommendation and says nothing about individual products.