Gemini: 3 public records. The most recent is from 2026-01-23 (Enforcement).
Only public records: regulators' own releases and registers, the exchange's own announcements, and the DefiLlama hacks dataset. Each line links to its source. None of this is a rating.
US Securities and Exchange Commission
Respondent: Gemini Trust Company, LLC
2023-01-12 · Charged
Source: US Securities and Exchange Commissionchecked 2026-10-17
2026-01-23 · Dismissed
Source: US Securities and Exchange Commissionchecked 2026-10-17
US Commodity Futures Trading Commission
Respondent: Gemini Trust Company, LLC
2022-06-02 · Charged
Source: U.S. District Court, S.D.N.Y. (court filing)checked 2026-10-17
2025-01-06 · Settled · Original wording: “shall pay a civil monetary penalty in the amount of five million dollars”
Source: U.S. District Court, S.D.N.Y. (court filing)checked 2026-10-17
New York State Department of Financial Services
Respondent: Gemini Trust Company, LLC
2024-02-28 · Settled · Original wording: “in the amount of thirty-seven million dollars and 00/100 Cents ($37,000,000)”
Source: New York State Department of Financial Serviceschecked 2026-10-17